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English-language website: cautionary statement
This English-language website is a translation of our Japanese-language website, which was created to provide information about our company to investors residing in Japan. It is also used to provide background information to investment management firms in which we have already established business relationships, as well as to firms in which we may establish relationships in the future. This website is not intended to provide information to or solicit investments from investors residing outside of Japan. |
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Name: Japan Alternative Investment Co., Ltd. |
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Established: December 21, 2001 |
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Address: 19th Floor, KDDI Otemachi Bldg., 1-8-1 Otemachi, Chiyoda-ku, Tokyo 100-0004 Japan |
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Tel : +81-3-3510-0961 |
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Fax: +81-3-3510-0967 |
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Capital: 480million Yen (100% owned by Mitsui & Co., Ltd.) |
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| Directors & Auditor |
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President & CEO,
Representative Director: |
Keita Tanahashi |
| Managing Director &COO: |
Takayuki Haruna |
| Managing Director &CFO&CAO: |
Hiroyuki Kobayashi |
| Director: |
Hiromichi Takeuchi
(Assistant to COO of Financial & New Business Unit, Mitsui &Co., Ltd.) |
| Director: |
Masato Hisamune
(General Manager of Asset Management Business Div., Financial & New Business Unit, Mitsui & Co., Ltd.) |
| Director: |
Hideyuki Fukuta
(General Manager of Product Development Dept., Asset Management Business Div., Financial & New Business Unit, Mitsui & Co., Ltd.) |
| Corporate Auditor: |
Takayoshi Kayama |
| Corporate Auditor: |
Tatsuya Mizuno
(Energy, Logistics & Financial Investment Administration Dept., Investment Administration Div., Mitsui & Co., Ltd.) |
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Business: Securities' Brokerage/Trading , Investment Advice |
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Financial instruments firm - Registered under No. 88 by Director of Kanto Financial Bureau |
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Member associations: Japan Securities Dealers Association - Membership No. 607, Japan Securities Investment Advisers Association - Membership No. 011-01656 |
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Capital to-asset ratio: 637.2% (for as of Dec 31,2011.) |
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Member Investors protection fund: Japan Investors Protection Fund - Membership No.298 |
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Separate custody trust banks: The Sumitomo Trust & Banking, The Norinchukin Trust & Banking |
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Banks: Sumitomo Mitsui Banking Corporation, Mizuho Corporate Bank, Ltd., The Bank of Tokyo-Mitsubishi UFJ, Ltd. |
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Audit Corporation: Deloitte Touche Tohmatsu LLC |
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to make the sale or purchase of a security; |
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to act as an intermediary, broker or agent for the sale or purchase of a security, trade in market derivatives, or trade in foreign market derivatives; |
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to handle a public offering, public selling (uridashi) or private placement of a security; |
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to act as an agent for the payment of dividends, redemption money or cancellation money arising from securities issued by an investment trust management company; |
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to act as an agent for the distribution of money, return of capital or distribution of residual property or payment of interest or redemption money, arising from securities issued by an investment company; |
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to provide information or advice relating to securities; |
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to make a consultation for other businesses about transfer of business, merger, demerger of corporation, share-for-share exchange or share transfer or an intermediary thereof; |
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to make a consultation relating to management of other businesses; |
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to act as an intermediary for subscription or transfer contract of limited partnership interests; |
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to execute a partnership agreement prescribed in Article 667 of the Civil Code (Act No. 89 of 1896) or a limited partnership agreement for investment prescribed in Paragraph 1 of Article 3 of Limited Partnership Act for Investment (Act No. 90 of 1998) or to act as an intermediary, broker or agent for executing such agreements; |
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to act as an intermediary, broker or agent for executing an agreement of anonymous partnership prescribed in Article 535 of the Commercial Code (Act No.48 of 1899); |
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to conduct an investment advisory business prescribed in Item 11 of Paragraph 8 of Article 2 of the Financial Instruments and Exchange Act; |
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to conduct an investment management business prescribed in Item 12(b) of Paragraph 8 of Article 2 of the Financial Instruments and Exchange Act;and |
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any other business incidental or relating to any of the foregoing. |
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